Compliance Officer Portugal - Lisboa, Portugal - iCapital

iCapital

Empresa verificada

Lisboa, Portugal

há 1 semana

Postado por:

João Santos

Recrutador de beBee

Descrição

iCapital is powering the world's alternative investment marketplace.

Our financial technology platform has transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.

iCapital has more than 800 employees and services approximately $131 billion in global client assets invested in over 1'000 funds, with offices in New York (headquarters), New Jersey, Connecticut, Massachusetts, Zurich, London, Lisbon, Hong

Kong and Singapore.

iCapital was named Solutions Provider of the Year at the 2020 MMI/Barron's Industry Awards and selected to the Forbes FinTech 50 for the past five years, a list of the top 50 innovative financial technology companies that are transforming finance through technology.

About the Role
iCapital is seeking a Compliance Officer to join the Compliance Team.

This role will assist with a variety of corporate governance activities both at the firm level and for investment vehicles.

The successful hire will take full responsibility for all regulatory and compliance matters for iCapital's business in Portugal, with regulatory oversight of the cross-border business in Europe.

Responsibilities**:

Define compliance strategy and guidelines to support the firm's growth across Portugal I a sustainable and compliant way.
Work closely with senior management, colleagues, regulators, and external partners & stakeholders to anticipate risks to the firm and its clients and mitigate them.
Develop and implement appropriate controls and monitor in the context of the business model to ensure that iCapital meets its regulatory obligations in Portugal.
Act as "Compliance Knowledge Center" within the firm and trusted advisor to Senior Management, providing guidance and training on compliance topics if needed

Qualifications

5+ years of experience of senior legal, compliance, operations and regulatory experience with a financial entity regulated by CMVM
Familiarity with EU rules, including MiFID IIand AML.
Compliance Legal expertise specifically in Portugal and other countries in Europe
Adaptable and entrepreneurial, able to work within the fastpaced, growing and constantly evolving structure of a highgrowth firm.
Indepth knowledge of crossborder regulations.
Mother tongue / nativelevel English communication for collaboration with head office and external, international stakeholders and suppliers. Fluent Portuguese